SIC: 6211 - SECURITY BROKERS, DEALERS & FLOTATION COMPANIES
State location: NY | Fiscal Year End: 1231
(CF Office: 02 Finance)
Get insider transactions for this issuer.
| Filings | Format | Description | Filing Date | File/Film Number |
|---|---|---|---|---|
| SC 13G/A | Documents | [Amend] Statement of Beneficial Ownership by Certain Investors Acc-no: 0000950142-24-000432 (34 Act) Size: 170 KB |
2024-02-14 | 005-92362 24635592 |
| 15-12G | Documents | Securities registration termination [Section 12(g)] Acc-no: 0001213900-24-008017 (34 Act) Size: 11 KB |
2024-01-30 | 001-40151 24579721 |
| SC 13G/A | Documents | [Amend] Statement of Beneficial Ownership by Certain Investors Acc-no: 0001104659-24-007031 (34 Act) Size: 134 KB |
2024-01-26 | 005-92362 24564392 |
| 25-NSE | Documents | Notification filed by national security exchange to report the removal from listing and registration of matured, redeemed or retired securities Acc-no: 0001143313-23-000186 (34 Act) Size: 4 KB |
2023-12-21 | 001-40151 231503178 |
| 8-K | Documents Interactive Data | Current report, items 7.01 and 9.01
Acc-no: 0001213900-23-093669 (34 Act) Size: 285 KB |
2023-12-06 | 001-40151 231469693 |
| 10-Q | Documents Interactive Data | Quarterly report [Sections 13 or 15(d)] Acc-no: 0001213900-23-088831 (34 Act) Size: 4 MB |
2023-11-20 | 001-40151 231423652 |
| NT 10-Q | Documents | Notification of inability to timely file Form 10-Q or 10-QSB Acc-no: 0001213900-23-087642 (34 Act) Size: 23 KB |
2023-11-16 | 001-40151 231411797 |
| 8-K | Documents Interactive Data | Current report, items 8.01 and 9.01
Acc-no: 0001213900-23-082856 (34 Act) Size: 271 KB |
2023-11-02 | 001-40151 231373639 |
| 8-K | Documents Interactive Data | Current report, items 8.01 and 9.01
Acc-no: 0001013762-23-002156 (34 Act) Size: 269 KB |
2023-10-05 | 001-40151 231311589 |
| 8-K | Documents Interactive Data | Current report, items 8.01 and 9.01
Acc-no: 0001213900-23-074414 (34 Act) Size: 271 KB |
2023-09-06 | 001-40151 231239847 |
| RW | Documents | Registration Withdrawal Request Acc-no: 0001213900-23-072834 (NE Act) Size: 6 KB |
2023-08-31 | 333-262732 231229189 |
| 425 | Documents | Prospectuses and communications, business combinations Acc-no: 0001213900-23-069986 (34 Act) Size: 20 KB |
2023-08-22 | 001-40151 231194612 |
| 8-K | Documents Interactive Data | Current report, item 1.02
Acc-no: 0001213900-23-069984 (34 Act) Size: 260 KB |
2023-08-22 | 001-40151 231194602 |
| RW | Documents | Registration Withdrawal Request Acc-no: 0001213900-23-069982 (NE Act) Size: 8 KB |
2023-08-22 | 333-262732 231194598 |
| 10-Q | Documents Interactive Data | Quarterly report [Sections 13 or 15(d)] Acc-no: 0001213900-23-068185 (34 Act) Size: 4 MB |
2023-08-16 | 001-40151 231178157 |
| NT 10-Q | Documents | Notification of inability to timely file Form 10-Q or 10-QSB Acc-no: 0001213900-23-066978 (34 Act) Size: 24 KB |
2023-08-14 | 001-40151 231169460 |
| 8-K | Documents Interactive Data | Current report, items 8.01 and 9.01
Acc-no: 0001213900-23-061945 (34 Act) Size: 271 KB |
2023-08-01 | 001-40151 231131875 |
| 8-K | Documents Interactive Data | Current report, items 8.01 and 9.01
Acc-no: 0001213900-23-055165 (34 Act) Size: 272 KB |
2023-07-06 | 001-40151 231073625 |
| 8-K | Documents Interactive Data | Current report, items 5.03, 5.07, and 9.01
Acc-no: 0001213900-23-047530 (34 Act) Size: 301 KB |
2023-06-08 | 001-40151 231002949 |
| 425 | Documents | Prospectuses and communications, business combinations Acc-no: 0001213900-23-044657 (34 Act) Size: 73 KB |
2023-06-01 | 001-40151 23983014 |
| 8-K | Documents Interactive Data | Current report, items 1.01 and 9.01
Acc-no: 0001213900-23-044656 (34 Act) Size: 317 KB |
2023-06-01 | 001-40151 23983011 |
| DEFA14A | Documents | Additional definitive proxy soliciting materials and Rule 14(a)(12) material Acc-no: 0001213900-23-044391 (34 Act) Size: 41 KB |
2023-05-31 | 001-40151 23980337 |
| 8-K | Documents Interactive Data | Current report, items 8.01 and 9.01
Acc-no: 0001213900-23-044388 (34 Act) Size: 284 KB |
2023-05-31 | 001-40151 23980327 |
| DEF 14A | Documents | Other definitive proxy statements Acc-no: 0001213900-23-043291 (34 Act) Size: 755 KB |
2023-05-26 | 001-40151 23962918 |
| UPLOAD | Documents | [Cover]SEC-generated letter Acc-no: 0000000000-23-005605 Size: 39 KB |
2023-05-25 | |
| CORRESP | Documents | [Cover]Correspondence Acc-no: 0001213900-23-043088 Size: 64 KB |
2023-05-25 | |
| UPLOAD | Documents | [Cover]SEC-generated letter Acc-no: 0000000000-23-005561 Size: 50 KB |
2023-05-25 | |
| SC 13G | Documents | Statement of Beneficial Ownership by Certain Investors Acc-no: 0001493152-23-018729 (34 Act) Size: 88 KB |
2023-05-23 | 005-92362 23949221 |
| 10-Q | Documents Interactive Data | Quarterly report [Sections 13 or 15(d)] Acc-no: 0001213900-23-041231 (34 Act) Size: 3 MB |
2023-05-18 | 001-40151 23937046 |
| NT 10-Q | Documents | Notification of inability to timely file Form 10-Q or 10-QSB Acc-no: 0001213900-23-040450 (34 Act) Size: 24 KB |
2023-05-16 | 001-40151 23927426 |
| PRE 14A | Documents | Other preliminary proxy statements Acc-no: 0001213900-23-037352 (34 Act) Size: 745 KB |
2023-05-08 | 001-40151 23898055 |
| 8-K | Documents Interactive Data | Current report, items 8.01 and 9.01
Acc-no: 0001213900-23-036427 (34 Act) Size: 272 KB |
2023-05-04 | 001-40151 23888992 |
| 425 | Documents | Prospectuses and communications, business combinations Acc-no: 0001213900-23-034163 (34 Act) Size: 52 KB |
2023-05-01 | 001-40151 23870026 |
| 8-K | Documents Interactive Data | Current report, items 1.01 and 9.01
Acc-no: 0001213900-23-034161 (34 Act) Size: 296 KB |
2023-05-01 | 001-40151 23870021 |
| 10-K | Documents Interactive Data | Annual report [Section 13 and 15(d), not S-K Item 405] Acc-no: 0001213900-23-030215 (34 Act) Size: 4 MB |
2023-04-17 | 001-40151 23823915 |
| 8-K | Documents Interactive Data | Current report, items 8.01 and 9.01
Acc-no: 0001213900-23-027082 (34 Act) Size: 271 KB |
2023-04-04 | 001-40151 23797243 |
| NT 10-K | Documents | Notification of inability to timely file Form 10-K 405, 10-K, 10-KSB 405, 10-KSB, 10-KT, or 10-KT405 Acc-no: 0001213900-23-025783 (34 Act) Size: 23 KB |
2023-04-03 | 001-40151 23790105 |
| 425 | Documents | Prospectuses and communications, business combinations Acc-no: 0001213900-23-025558 (34 Act) Size: 53 KB |
2023-03-31 | 001-40151 23788681 |
| 8-K | Documents Interactive Data | Current report, items 1.01 and 9.01
Acc-no: 0001213900-23-025548 (34 Act) Size: 297 KB |
2023-03-31 | 001-40151 23788607 |
| 25 | Documents | Notification of the removal from listing and registration of matured, redeemed or retired securities Acc-no: 0001213900-23-013791 (34 Act) Size: 22 KB |
2023-02-23 | 001-40151 23655772 |